Multiple clinical trials, encompassing Phase 2 and Phase 3 investigations, have evaluated 4-hydroxytamoxifen for treating estrogen receptor-positive breast cancer, ductal carcinoma in situ, mammographic breast density, and cyclic mastalgia. Sponsored by academic institutions and industry entities, these studies encompass completed, terminated, and active protocols assessing topical and transdermal formulations against oral tamoxifen. Overall, these trials reflect a focused effort to evaluate localized transdermal delivery for mitigating benign and malignant breast pathologies while minimizing systemic toxicity.
| NCT Number | Recruitment | Conditions | Sponsor/Collaborators | Start Date | Phases |
|---|---|---|---|---|---|
| NCT04009044 | ACTIVE_NOT_RECRUITING | Cancer Survivor; Ductal Breast Carcinoma In Situ; Invasive Breast Carcinoma |
Northwestern University |
2020-02-17 | PHASE2 |
| NCT04570956 | TERMINATED | Breast Atypical Hyperplasia; Breast Lobular Carcinoma in Situ; Breast Atypical Lobular Hyperplasia; Breast Carcinoma |
Mayo Clinic |
2021-07-26 | PHASE2 |
| NCT05133674 | Unknown status | Breast Cancer|Breast Carcinoma|Breast Tumors|Cancer of Breast|Malignant Neoplasm of Breast |
Karolinska University Hospital |
2022-04-04 | Phase 2 |
| NCT03063619 | COMPLETED | Mammographically Dense Breast |
M.D. Anderson Cancer Center |
2018-01-30 | PHASE2 |
| NCT02993159 | COMPLETED | Ductal Breast Carcinoma In Situ; Estrogen Receptor Positive |
Northwestern University |
2017-05-31 | PHASE2 |
| NCT03199963 | TERMINATED | Mammographic Breast Density |
BHR Pharma, LLC |
2017-08-21 | PHASE3 |
| NCT00952731 | COMPLETED | Ductal Breast Carcinoma in Situ; Estrogen Receptor-positive Breast Cancer |
Northwestern University |
2009-12 | PHASE2 |
| NCT00084344 | COMPLETED | Breast Cancer |
Northwestern University |
2003-04 | |
| NCT00272714 | COMPLETED | Cyclic Breast Pain, Cyclic Mastalgia |
ASCEND Therapeutics |
2003-03 | PHASE2 |
(data from https://clinicaltrials.gov, updated on 2025-10-09)
Mechanism and Biochemical Profile
Appendix RUO and cGMP Quality Standards
| Quality Dimension | RUO (Research Use Only) | cGMP (Current Good Manufacturing Practice) |
|---|---|---|
| Clinical Applicability | Prohibited in human clinical trials or medical diagnostics. | Mandatory for human clinical trials (Phase I–III) and therapies. |
| Regulatory Status | Non-regulated grade; exempt from drug manufacturing laws. | Legally enforced by health authorities (e.g., FDA, EMA, NMPA). |
| Facility Environment | Unclassified analytical or research laboratories. | Validated Cleanrooms (ISO Class 5–8) with continuous monitoring. |
| Quality Control | Basic purity and activity testing. | Rigorous safety release testing (Sterility, Endotoxin, Mycoplasma). |
| Process Validation | Basic equipment calibration; no process validation required. | Full qualification (IQ/OQ/PQ) and complete batch records. |
| Quality Assurance | Vendor self-declared without required formal QMS. | Mandatory QA/QC unit, Change Control, CAPA, and vendor audits. |
| Regulatory Impact | High risk of IND rejection if used as a critical raw material. | Required for IND/NDA filings, supported by Drug Master Files (DMF). |
Footnotes
Regulatory Note: Governed by FDA (21 CFR Parts 210/211/312), EMA (EudraLex Vol 4), ICH Guidelines (E6/Q7/Q9/Q10), and compendial standards (USP <71>/<85>/<1043>).
- 4-Hydroxytamoxifen (Afimoxifene) Mechanism of Action: Estrogen Receptor Inhibition in Genetically Engineered Cell Research
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- 4-Hydroxytamoxifen (Afimoxifene) Molecular Weight
- 4-Hydroxytamoxifen (Afimoxifene) SMILES
- 4-Hydroxytamoxifen (Afimoxifene) CAS Number
- 4-Hydroxytamoxifen (Afimoxifene) Chemical Structure (2D and 3D)
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